The introduction to UK financial regulation and professional integrity course provides a comprehensive overview of the regulatory framework governing financial services in the United Kingdom. It covers key topics such as the role of regulatory bodies like the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), the principles of conduct and integrity in financial services, and the obligations of professionals working in the industry. The course aims to equip participants with a solid understanding of the regulatory environment, ethical considerations, and their responsibilities as financial professionals in maintaining integrity and protecting consumers.

2025 Edition

Key Learning Outcomes

• Gain insights into the pivotal role of the UK government in the economy, including its impact on financial markets and consumer protection.
• Explore the primary financial needs, priorities, and risk factors facing UK consumers, equipping participants with the knowledge to effectively address their clients’ financial concerns.
• Instill a strong foundation in ethical considerations within the finance sector, emphasizing the importance of integrity, fairness, and transparency in financial advice.
• Acquire knowledge of the regulatory strategies employed by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), understanding how these bodies oversee and protect consumers within the financial services industry.